Lecture Notes on RNA Splicing Mechanism and Regulation

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February 5, 2025

Introduction

This lecture delves into the intricate process of RNA splicing, a crucial step in gene expression in eukaryotic cells. We will explore the molecular mechanisms of splicing, focusing on the spliceosome, a dynamic molecular machine responsible for intron removal and exon joining. Furthermore, we will discuss the regulation of splicing, including alternative splicing, its biological significance in generating protein diversity, and its implications in human diseases. Key concepts covered include snRNPs, spliceosome assembly, transesterification reactions, alternative splicing types, splicing regulatory proteins, and the evolutionary advantages of splicing.

The Splicing Mechanism

The splicing mechanism is a precise process that removes non-coding regions (introns) from precursor messenger RNA (pre-mRNA) and joins coding regions (exons) to form mature messenger RNA (mRNA). This process is catalyzed by the spliceosome, a large and dynamic ribonucleoprotein complex.

Spliceosome Assembly

The spliceosome assembles in a step-wise manner on the pre-mRNA, guided by small nuclear ribonucleoproteins (snRNPs) and associated protein factors.

Early Complex Formation

The initial step involves the binding of U2AF proteins to the polypyrimidine tract and the 3’ splice site region. Subsequently, U2 snRNP is recruited to the branch site, and U1 snRNP binds to the 5’ splice site.

  • U2AF Proteins: Recognize the polypyrimidine tract and 3’ splice site, facilitating U2 snRNP binding.

  • U2 snRNP: Recognizes and binds to the branch site adenosine within the intron, essential for the first transesterification reaction. Its positioning is facilitated by the prior binding of U2AF.

  • U1 snRNP: Recognizes and binds to the 5’ splice site through RNA-RNA base pairing with its snRNA component.

Spliceosomal Complexes and ATP Dependence

The assembly process proceeds through distinct complexes, with ATP hydrolysis playing critical roles at specific transitions.

Complex E (Early/Pre-spliceosome)

The initial commitment complex, formed by U1 snRNP binding to the 5’ splice site and U2AF association at the branch site region. This complex formation is ATP-independent.

Complex A Formation

Transition from Complex E to Complex A is ATP-dependent. Complex A is characterized by U2 snRNP binding to the branch site. This ATP hydrolysis step commits the complex to the splicing pathway.

Catalytic Steps: Transesterification Reactions

Splicing involves two sequential transesterification reactions catalyzed by the spliceosome.

snRNP Roles in Catalysis

  • U5 snRNP: Positions itself across the two exons, bringing them into proximity for the second transesterification reaction that joins the exons.

  • U6 snRNP: The catalytically active snRNP. Its activity is regulated by U4 snRNP.

  • U4 snRNP: Associates with U6 snRNP and masks its catalytic activity, preventing premature reactions until proper spliceosome assembly. U4 release is essential for activating U6.

First Transesterification Reaction

Initiated upon U4 snRNP release, allowing U6-U2 interaction and activation of catalytic activity.

  • Mechanism: The 2’-hydroxyl of the branch site adenosine attacks the 5’ splice site phosphate. This cleaves the 5’ exon and forms a lariat intermediate, with a 2’-5’ phosphodiester bond linking the intron’s 5’ end to the branch site.

  • Regulation by U4: U4 snRNP acts as a crucial regulator, ensuring the first transesterification occurs only after proper spliceosome assembly, preventing non-specific reactions.

Second Transesterification Reaction

Joins the 5’ and 3’ exons, releasing the intron lariat.

  • Mechanism: The 3’-hydroxyl of the 5’ exon attacks the 3’ splice site phosphate, ligating the exons with a phosphodiester bond and releasing the intron lariat.

  • Role of U5: U5 snRNP facilitates this step by aligning the 5’ and 3’ exons.

Following the second transesterification, the intron lariat is released and degraded.

ATP Hydrolysis and Spliceosome Dynamics

ATP hydrolysis drives essential conformational changes within the spliceosome, ensuring fidelity and progression through the catalytic cycle. Approximately three ATP molecules are hydrolyzed per intron removed.

  • Complex A to B Transition: ATP hydrolysis is required for the transition from Complex A to Complex B (or a similar intermediate), associated with the entry of U4/U6 snRNP and rearrangements for catalysis.

  • U4 Release: ATP hydrolysis powers the release of U4 snRNP, activating U6 snRNP for catalysis.

  • Second Transesterification and Disassembly: ATP hydrolysis is also needed for the second transesterification, spliceosome disassembly, and recycling of components.

These ATP-dependent steps provide energy for dynamic conformational changes, analogous to the high ATP/GTP requirements in protein synthesis, highlighting the energy investment in accurate RNA processing.

Regulation of Splicing and Alternative Splicing

Splicing is not merely a constitutive process; it is highly regulated, allowing for the generation of multiple mRNA and protein isoforms from a single gene through alternative splicing. This regulatory layer significantly expands the functional capacity of the genome.

Alternative Splicing: Expanding Protein Diversity

Alternative splicing is a pivotal mechanism enabling a single gene to encode multiple proteins. By varying the selection of exons, or parts thereof, and introns, diverse mRNA isoforms arise from a single pre-mRNA transcript. This process dramatically increases proteomic diversity without a proportional increase in gene number. Approximately 75% of human genes are estimated to undergo alternative splicing, with a significant fraction (around 20%) affecting untranslated regions (UTRs), particularly the 3’ UTR, influencing mRNA stability, localization, and translation efficiency.

Modes of Alternative Splicing

Alternative splicing manifests in several distinct modes:

Exon Skipping (Cassette Exon)

In this most common form, a particular exon may be either included or excluded from the mature mRNA product. For example, exon 2 might be skipped in certain isoforms.

Exon Extension (Alternative Splice Site Selection)

This mode involves extending or shortening an exon by selecting alternative 5’ or 3’ splice sites. This can lead to inclusion of intronic sequences or exclusion of exonic sequences, effectively altering exon boundaries.

Intron Retention

Contrary to typical splicing, an intron is retained in the mature mRNA. This is less frequent in mammals but can introduce premature stop codons or affect mRNA localization and function.

Mutually Exclusive Exons (Alternative Exon Fusion)

In this scenario, one exon is selected from a set of two or more, while the others are excluded in a mutually exclusive manner. For instance, exon 1 might be spliced to exon 2, excluding exon 3, or alternatively, exon 1 is spliced to exon 3, excluding exon 2, resulting in distinct protein isoforms.

Remark: Alternative splicing is a major contributor to proteomic diversity and gene regulation in eukaryotes. It allows for tissue-specific and developmental stage-specific protein expression, and its dysregulation is implicated in various diseases.

Tissue Specificity of Splicing

Alternative splicing often exhibits tissue specificity, meaning that different isoforms of a protein are produced in different tissues or cell types. This specificity arises from the differential expression and activity of splicing regulatory proteins that vary across tissues.

Splicing Regulatory Proteins: Orchestrating Splicing Choices

Splicing regulatory proteins, including SR proteins and hnRNPs, play a crucial role in determining splice site selection and alternative splicing patterns.

SR Proteins: Splicing Enhancers

SR (serine/arginine-rich) proteins are a family of conserved splicing factors that generally function as splicing activators or enhancers. They promote spliceosome assembly at specific splice sites. SR proteins bind to exonic splicing enhancer (ESE) sequences, typically located in exons. This binding facilitates the recruitment of spliceosomal components to nearby splice sites, promoting the inclusion of the adjacent exon. SR proteins exhibit tissue-specific expression, contributing to tissue-specific splicing patterns.

hnRNP A1: Splicing Repressor

Heterogeneous nuclear ribonucleoproteins (hnRNPs) are a diverse family of RNA-binding proteins involved in various aspects of RNA processing. Some hnRNPs, such as hnRNP A1, act as splicing repressors. hnRNP A1 can bind to exonic splicing silencer (ESS) sequences, often found in exons. Binding of hnRNP A1 to ESSs can inhibit spliceosome assembly at a nearby splice site, leading to exon skipping or intron retention by preventing the recognition of splice sites. hnRNP A1 acts antagonistically to SR proteins.

Cis-Regulatory Sequences: Enhancers and Silencers

Splicing regulation is mediated by cis-acting regulatory sequences located within the pre-mRNA transcript itself. These sequences are broadly classified as splicing enhancers and silencers.

Splicing Enhancers (ESE and ISE)

Splicing enhancers are sequences that promote splicing. They can be located in exons (exonic splicing enhancers - ESEs) or introns (intronic splicing enhancers - ISEs). SR proteins typically bind to ESEs and ISEs, facilitating spliceosome assembly and enhancing the splicing of nearby introns and exons.

Splicing Silencers (ESS and ISS)

Splicing silencers are sequences that inhibit splicing. They can also be located in exons (exonic splicing silencers - ESSs) or introns (intronic splicing silencers - ISSs). hnRNPs, such as hnRNP A1, can bind to ESSs and ISSs, preventing spliceosome assembly and repressing splicing at adjacent splice sites.

Nuclear Speckles: Subnuclear Compartments for Splicing

Nuclear speckles are subnuclear structures enriched in splicing factors, including SR proteins and snRNPs. They are considered dynamic storage and/or assembly sites for splicing machinery. Alternative splicing events are thought to occur in proximity to or within nuclear speckles, where a high concentration of splicing regulatory proteins facilitates efficient and regulated splicing.

Remark: Alternative splicing can sometimes introduce premature termination codons (PTCs). Nonsense-mediated decay (NMD) is a surveillance pathway that degrades mRNAs containing PTCs. This pathway co-evolved with splicing to mitigate the potential cost of alternative splicing by eliminating aberrant transcripts.

Biological and Evolutionary Significance of Splicing

RNA splicing is not merely a processing step but a pivotal biological process with significant evolutionary ramifications, impacting RNA export, protein diversity, and genome evolution.

Coupling of Splicing and RNA Export

Splicing is functionally linked to the export of mature mRNA from the nucleus to the cytoplasm, ensuring that only correctly processed transcripts are translated.

Exon Junction Complexes (EJCs) and Nuclear Export

Following successful intron removal, exon junction complexes (EJCs) are deposited approximately 20-24 nucleotides upstream of exon-exon junctions. These EJCs serve dual roles:

  • mRNA Export Facilitation: EJCs are recognized by nuclear export factors like REF and TAP. This interaction facilitates the docking of the mRNA to the nuclear pore complex and its subsequent translocation to the cytoplasm.

  • Nonsense-Mediated Decay (NMD) Trigger: EJCs also act as markers for the nonsense-mediated decay (NMD) pathway. If a premature termination codon (PTC) is present upstream of an EJC, the mRNA is targeted for degradation, preventing the translation of truncated and potentially non-functional proteins.

Phylogenetic Advantages of Spliceosomal Splicing

The evolution of spliceosomal splicing conferred significant evolutionary advantages, particularly in increasing genomic complexity and proteomic diversity.

Intron Size Flexibility and Regulatory Expansion

Spliceosomes liberated introns from strict size constraints, allowing for substantial intron expansion in eukaryotic genomes. Larger introns became reservoirs for regulatory sequences, such as enhancers and silencers, which modulate gene transcription and splicing patterns. This expansion of regulatory space within introns facilitated more complex and nuanced gene regulation.

Alternative Splicing and Proteomic Diversification

Alternative splicing emerged as a powerful mechanism for generating multiple protein isoforms from a single gene. This dramatically increased the coding potential of the genome without a proportional increase in gene number. By selectively including or excluding exons, or parts thereof, alternative splicing enables the production of proteins with diverse functions, tissue-specific expression, and developmental stage-specific regulation.

Exon Shuffling and Gene Evolution

The presence of introns facilitated exon shuffling, a crucial process in protein evolution. Introns flank exons, which often encode discrete protein domains. Non-homologous recombination events within intronic regions can lead to the shuffling of exons between genes. This process allows for the creation of novel genes with new combinations of pre-existing protein domains, accelerating the evolution of protein function and structural diversity. The larger the intronic regions, the higher the probability of such recombination events.

Impact of Alternative Splicing on Protein Function

Alternative splicing profoundly influences protein function, affecting both the quantity and quality of protein products, as well as their localization and activity.

Regulation of Protein Quantity and Quality via NMD

Alternative splicing can modulate mRNA stability and translation efficiency. Furthermore, by introducing premature termination codons (PTCs) through frameshifts or inclusion of stop codons, alternative splicing isoforms can be targeted for degradation by nonsense-mediated decay (NMD). This mechanism serves as a quality control system, reducing the expression of aberrant transcripts, and also as a regulatory mechanism to control protein levels by selectively degrading specific isoforms.

Tissue-Specific Isoforms and Protein Localization

Alternative splicing is a key driver of tissue-specific protein isoform expression. Different tissues can express distinct sets of splicing regulatory proteins, leading to tissue-specific splicing patterns and the production of protein isoforms tailored to the functional requirements of each tissue. For example, the Calcium/calmodulin-dependent protein kinase type II delta (CaMKII\(\delta\)) gene undergoes alternative splicing to produce neuronal isoforms localized in the cytoplasm and cardiac isoforms localized in the nucleus. This difference is due to the inclusion or skipping of an exon encoding a nuclear localization signal (NLS) in cardiac versus neuronal tissues, respectively.

Splicing Defects in Human Diseases

Aberrant splicing is implicated in a wide range of human diseases, highlighting the critical importance of precise splicing regulation.

Pathogenic Splicing Mutations and Mechanisms

Mutations affecting splice sites or splicing regulatory sequences can disrupt normal splicing patterns, leading to various splicing defects and disease phenotypes. These defects include:

  • Exon Skipping: Exclusion of an exon that is normally included.

  • Cryptic Splice Site Activation: Activation of splice sites within exons or introns that are not normally used.

  • Intron Retention: Failure to remove an intron.

  • Pseudoexon Inclusion: Inclusion of intronic sequences as part of an exon.

Approximately 15% of all human pathogenic mutations are estimated to affect splicing, underscoring the significant contribution of splicing defects to human disease. Over 200 mutations in splice sites are currently associated with human pathologies.

Exon Shuffling: A Driver of Protein Evolution

Exon shuffling is a fundamental evolutionary mechanism that has shaped the protein landscape.

Domain Recombination and Protein Innovation

Exons frequently encode protein domains, which are modular units of protein structure and function. Exon shuffling facilitates the recombination of these domain-encoding units, allowing for the creation of novel proteins with new combinations of functional domains. This "mix-and-match" process accelerates protein evolution by generating proteins with potentially new or modified functions. Evolution leverages pre-existing, functional domains, rather than requiring de novo invention of protein modules.

Evolutionary Advantage of Domain Shuffling

Exon shuffling provides an efficient route to protein innovation. By recombining and reusing existing functional domains that have already been validated by natural selection, exon shuffling increases the likelihood that the resulting novel proteins will be functional and potentially confer an evolutionary advantage. This mechanism has been instrumental in the evolution of complex protein architectures and the diversification of protein families.

Extreme Example of Alternative Splicing: Dscam Gene

The Dscam (Down syndrome cell adhesion molecule) gene in Drosophila melanogaster exemplifies the extraordinary protein diversity achievable through alternative splicing.

Massive Isoform Diversity

The Dscam gene is capable of producing over 38,000 distinct protein isoforms through extensive alternative splicing. This remarkable diversity arises from multiple clusters of exons that are spliced in a mutually exclusive manner. Specifically, exons 4, 6, 9, and 17 contain multiple alternative versions. Exon 4 has 12 alternatives, exon 6 has 48, exon 9 has 33, and exon 17 has 2. The combinatorial permutations of these alternative exons generate the vast repertoire of isoforms.

Functional Significance in Neuronal Identity and Immunity

The diverse Dscam isoforms play critical roles in neuronal development, particularly in axon guidance and neuronal self-recognition, and in innate immunity. In the nervous system, the isoforms mediate specific cell-cell interactions, contributing to the precise wiring of neuronal circuits. In the immune system, Dscam isoforms are involved in pathogen recognition. This extreme example underscores the power of alternative splicing to generate immense protein diversity from a single gene, enabling complex biological functions such as cell-cell communication and immune specificity. This gene’s function is linked to neuronal differentiation and syndromes affecting brain development, as well as playing a role in innate immunity and cell-cell interaction specificity.

Conclusion

This lecture has provided a comprehensive overview of RNA splicing, from its intricate molecular mechanisms to its profound biological and evolutionary significance. We have dissected the step-wise assembly of the spliceosome, emphasizing the critical roles of snRNPs and the energy provided by ATP hydrolysis in driving the two sequential transesterification reactions. We explored the regulation of splicing, focusing on alternative splicing as a major mechanism for generating protein diversity and functional complexity from a limited genome. Key regulatory elements, including SR proteins, hnRNP A1, and cis-acting splicing enhancers and silencers, were discussed in the context of tissue-specific splicing patterns. Furthermore, we highlighted the functional coupling of splicing to mRNA export and nonsense-mediated decay, underscoring the integrated nature of RNA processing pathways. The evolutionary advantages conferred by spliceosomal splicing, such as intron size flexibility, exon shuffling, and the expansion of regulatory potential, were examined. Finally, we addressed the implications of splicing defects in human diseases, emphasizing the clinical relevance of this fundamental biological process.

Key takeaways from this lecture include:

  • Dynamic Spliceosome Assembly: The spliceosome is not a static entity but a dynamically assembled molecular machine with distinct stages and complex rearrangements.

  • Catalytic Mechanism of Splicing: Splicing proceeds through two sequential transesterification reactions, precisely executed by the spliceosome’s catalytic core.

  • Alternative Splicing and Proteome Expansion: Alternative splicing is a powerful mechanism for generating vast protein diversity, significantly expanding the functional capacity of the genome.

  • Splicing Regulation and Specificity: Splicing is tightly regulated by a network of trans-acting proteins and cis-acting RNA sequences, enabling precise control over gene expression and protein isoform production.

  • Evolutionary Impact of Splicing: Spliceosomal splicing has been a major driver of eukaryotic genome evolution, facilitating genomic complexity and proteomic diversification.

Further avenues of investigation stemming from this lecture include:

  • Elucidating the intricate signaling pathways that modulate the activity and specificity of splicing regulatory proteins in response to cellular cues.

  • Determining the high-resolution structural dynamics of the spliceosome and the conformational transitions that underpin its catalytic cycle.

  • Developing therapeutic strategies to target and correct splicing defects in human diseases, leveraging our growing understanding of splicing mechanisms and regulation.